Wfg Supervision Agreement

The agreement states that “WFG has taken corrective action, including local management changes and training, and has updated its systems and practices.” TORONTO, May 4, 2016 /CNW/ – A settlement hearing on WFG Securities Inc. (the “Respondent”) was held today in Toronto, Ontario, before a three-member Panel of the Central Regional Council of the Mutual Fund Dealers Association of Canada (“MFDA”). The Hearing Panel accepted the settlement agreement (the “Settlement Agreement”) between the MFA employees and the respondent, pursuant to which the respondent: In June 2001, certain wma assets were purchased by AEGON and renamed World Financial Group, Inc. [9] Humphrey retained WMA Mortgage Services, Inc. and the original logo used in its subsequent companies, World Leadership Group and Hegemon Group International.